Publications
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FCA Board Minutes: 23 and 24 January 2019 [pdf]
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PS19/29: Making transfers simpler – feedback to CP19/12 and final rules
CP19/12: Consultation on Investment Platforms Market Study Remedies -
CP19/13: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): further consultation on fees structure
In this consultation paper, we feed back on the outcome of the consultation we conducted in October 2018 (CP18/32) on the variable fee we will charge professional body supervisors (PBSs) in 2018/19 to recover the costs of establishing and running -
How the temporary permissions regime (TPR) and financial services contracts regime (FSCR) will enable EEA-based firms to continue operating in the UK after Brexit [pdf]
How the TPR and FSCR will enable EEA-based firms to continue operating in the UK after the end of the transition period. -
Final Notice 2019: The Carphone Warehouse Limited [pdf]
This final notice (The Carphone Warehouse Limited) refers to breaches of PRIN 3, 6 and 9 related to mis-selling in the general insurance and protection sector. We imposed a fine. -
Contingency Exemption Request Form [pdf]
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Digital Regulatory Reporting video transcript [pdf]
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Digital Regulatory Reporting: Pilot Phase 1 Report [pdf]
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Commentary on Mortgage lending statistics - March 2019
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2018 Q4. -
Themes from the 2018 OPBAS anti-money laundering supervisory assessments [pdf]