Publications

Showing 9961 to 9970 of 18820 search results.

9961. CP19/11: Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018 (proposed changes to DEPP and EG) [pdf]

      Consultation papers

      Published: 11/03/2019

9962. FG19/2: Senior Managers and Certification Regime: Guidance on statements of responsibilities and Responsibilities Maps for FCA firms [pdf]

      Finalised guidance

      Published: 08/03/2019

      This final guidance provides practical assistance and information to solo-regulated firms when preparing their Statements of Responsibilities and Responsibilities Maps.

9963. PS19/8: Increasing the award limit for the Financial Ombudsman Service [pdf]

      Policy statements

      Published: 08/03/2019

9964. PS19/7: The Directory [pdf]

      Policy statements

      Published: 08/03/2019

9965. Cyber security - industry insights [pdf]

      FCA research

      Published: 08/03/2019

      We bring together industry insights on cyber resilience

9966. PS19/7: Finalising the Directory

      Policy statements

      Published: 08/03/2019

      Last modified: 08/03/2019

      This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our

9967. Cyber security – industry insights

      Research insights FCA research

      Published: 08/03/2019

      Last modified: 03/06/2026

      We have published a document bringing together industry insights on cyber resilience. Cyber risks pose a threat to consumers and markets, and part of the FCA’s role is to help firms become more resilient to cyber-attacks, so reducing the risk and

9968. FG19/2: SM&CR: Guidance on Statements of Responsibilities and Responsibilities Maps

      Finalised guidance

      Published: 08/03/2019

      Last modified: 30/08/2019

      This page explains the FCA's final guidance on practical assistance and information to solo-regulated firms when preparing their Statements of Responsibilities and Responsibilities Maps.

9969. FG19/2: Summary feedback for guidance [pdf]

      Finalised guidance

      Published: 07/03/2019

      This document provides a summary of the feedback we received, and our response, to consultation GC18/4 on the Senior Managers and Certification Regime: Proposed guidance on Statements of Responsibilities and Responsibilities Maps for FCA firms.

9970. How and why consumers buy cryptoassets [pdf]

      External research

      Published: 07/03/2019