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Showing 1161 to 1170 of 1323 search results for primary market bulletin.
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FCA fines and bans former RBS trader, Neil Danziger
The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated -
eligibility-listing-certificates-representing-certain-securities-depositary-receipts [docx]
UK Listing eligibility form. -
Investor relations in an increasingly regulated and international world
Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013. -
FCA proposes to simplify rules to help encourage companies to list in the UK
The FCA proposes to reform and streamline the listing rules in the UK to help attract a wider range of companies, encourage competition and improve choice for investors. -
Information on FCA's enforcement investigations - September 2025
The FCA provides information on FCA's enforcement investigations -
FCA Data Bulletin supplement - consumer credit authorisations - underlying data [xlsx]
This data bulletin supplement looks at the breakdown of applications for consumer credit regulated activities by case type and decision. -
FCA says general insurance add-on industry must make changes
The FCA is proposing a number of remedies to address issues in the market, including:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Eligibility for listing Non-equity shares and non-voting equity shares [docx]
Eligibility for listing Non-equity shares and non-voting equity shares -
Multi-firm review of trading apps: high-level observations
Findings from the FCA review on trading apps or 'neo-brokers'. -
PS22/11: Improving the Appointed Representatives regime
We set out the final rules for the Appointed Representative regime to enhance consumer protection. We also respond to feedback to CP21/34