Publications

Showing 13151 to 13160 of 18845 search results.

13151. UKLA Technical Note 550.2 - Trading book exemption [pdf]

       Primary market

       Published: 29/03/2016

       Last modified: 29/03/2016

13152. UKLA Technical Note 547.2 - Aggregation of managed holdings [pdf]

       Primary market

       Published: 29/03/2016

       Last modified: 29/03/2016

13153. UKLA Technical Note 549.2 - Asset managers [pdf]

       Primary market

       Published: 29/03/2016

       Last modified: 29/03/2016

13154. UKLA Technical Note 548.2 - Market makers [pdf]

       Primary market

       Published: 29/03/2016

       Last modified: 29/03/2016

13155. FG16/2: Primary Market Bulletin No.12

       Newsletters

       Published: 29/03/2016

       Last modified: 03/09/2016

       FG16/2: Primary Market Bulletin No.12. Newsletters First published:. 29/03/2016. Last updated: 03/09/2016. FG16/2: Primary Market Bulletin No.12. November 2015. The Knowledge Base is the UKLA’s repository of non-handbook commentary that has the

13156. GC16/3: Primary Market Bulletin No. 13

       Newsletters

       Published: 29/03/2016

       Last modified: 03/09/2016

       GC16/3: Primary Market Bulletin No. 13. Newsletters First published:. 29/03/2016. Last updated: 03/09/2016. GC16/3: Primary Market Bulletin No. 13. We are consulting on the following changes that we are proposing to make to the Knowledge Base. This

13157. PS16/10: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17

       Policy statements

       Published: 29/03/2016

       Last modified: 29/03/2016

       PS16/10: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17. Policy statements First published:. 29/03/2016. Last updated: 29/03/2016. Share page. PS16/10: Financial Services Compensation Scheme – Management

13158. PS16/9: Ring-fencing: Disclosures to consumers by non-ring-fenced bodies [pdf]

       Policy statements

       Published: 24/03/2016

       Last modified: 24/03/2016

       In this policy statement we summarise the feedback we received to Consultation Paper 15/23 on draft rules for non-ring-fenced bodies, and set out – as near-final – the rules we propose to make later in 2016.

13159. Final notice 2016: BN1 Cars Ltd [pdf]

       Final notices

       Published: 24/03/2016

       Last modified: 24/03/2016

       This final notice refers to breaches of COND and TC, failing to be open and co-operative. We imposed a refusal.

13160. Aggregate complaints data charts 2015 H2 [pdf]

       Data

       Published: 24/03/2016

       Last modified: 30/03/2016

       Aggregate complaints charts: 2015 (H2). Including opened, closed, upheld, speed of closure and redress.