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FAMR Call for Inputs responses: P [pdf]
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FAMR Call for Inputs responses: summary [pdf]
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FAMR Call for Inputs responses: T (including EY) [pdf]
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FAMR Call for Inputs responses: T - Z [pdf]
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Final notice 2016: Pacific Continental Securities (UK) Limited (In Liquidation) [pdf]
This final notice refers to breaches of Prin 4, Cond and IPRU-INV related to threshold conditions in the investment advisor sector. We imposed a cancellation. -
Financial Advice Market Review: final report [pdf]
This report presents a series of measures aimed at stimulating the development of a market that provides affordable and accessible financial advice and guidance for everyone, at all stages of their lives. It also contains proposals designed to -
Minutes of the MiFID II implementation: Trade Association Roundtable, February 2016 [pdf]
From the meeting held on 22 February 2016. -
We welcome action taken by a number of pension providers to review and strengthen their competition compliance
As part of the retirement income market study we reviewed a number of distribution arrangements and strategies of different pension providers. -
Final notice 2016: PDHL Limited [pdf]
This final notice refers to numerous breaches of CONC Chapter 8 related to an inability to meet Threshold Condition 2D (appropriate non-financial resources) and 2E (Suitability) in the Consumer Credit: Debt Management sector. We imposed a refusal of -
The Economics of Intervention
The Economics of Intervention. Documents First published:. 10/03/2016. Last updated: 10/03/2016. The Economics of Intervention. Can policy makers better combat challenges linked to long-run issues over inefficient interventions? FCA economist Zanna