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  1. Occasional Paper No. 13: Economics for Effective Regulation [pdf]

    FCA research

    Published: 10/03/2016

    Last modified: 17/03/2016

    This paper offers assistance to regulators and other policymakers in using modern economics in an effective and proportionate way to inform decisions.

  2. Occasional Paper No. 13: Economics for Effective Regulation

    Occasional papers FCA research

    Published: 10/03/2016

    Last modified: 03/06/2026

    Occasional Paper No. 13: Economics for Effective Regulation. Occasional papers FCA research First published:. 10/03/2016. Last updated: 03/06/2026Share page. Occasional Paper No. 13: Economics for Effective Regulation. This paper offers assistance

  3. FS16/2: Feedback Statement on Call for Input - regulatory barriers to innovation in digital and mobile solutions [pdf]

    Feedback statements

    Published: 09/03/2016

    Last modified: 06/05/2016

    In this Feedback Statement we summarise the responses we have received to the questions set out in our June 2015 Call for Input on regulatory barriers to innovation in digital and mobile solutions, and explain the next steps we will take.

  4. DP16/2: CASS 7A and the Special Administration Regime Review [pdf]

    Discussion papers

    Published: 09/03/2016

    Last modified: 09/03/2016

    This discussion paper seeks feedback on a number of aspects of the client assets regime, in particular regarding the client money distribution rules (CASS 7A) and their interaction with the Special Administration Regime (SAR).

  5. Minutes: FCA Board 27 & 28 January 2016 [pdf]

    Meeting minutes

    Published: 09/03/2016

    Last modified: 09/03/2016

  6. DP16/2: CASS 7A and the Special Administration Regime Review

    Discussion papers

    Published: 09/03/2016

    Last modified: 09/11/2016

    DP16/2: CASS 7A and the Special Administration Regime Review. Discussion papers First published:. 09/03/2016. Last updated: 09/11/2016. Share page. DP16/2: CASS 7A and the Special Administration Regime Review. This discussion paper seeks feedback

  7. FS16/2: Feedback Statement on Call for Input: Regulatory barriers to innovation in digital and mobile solutions

    Feedback statements

    Published: 09/03/2016

    Last modified: 09/03/2016

    FS16/2: Feedback Statement on Call for Input: Regulatory barriers to innovation in digital and mobile solutions. Feedback statements First published:. 09/03/2016. Last updated: 09/03/2016. Share page. FS16/2: Feedback Statement on Call for Input:

  8. Final notice 2016: Yswiriant Celtic Insurance [pdf]

    Final notices

    Published: 08/03/2016

    Last modified: 08/03/2016

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  9. Final notice 2016: Peter Charles Bottomley [pdf]

    Final notices

    Published: 08/03/2016

    Last modified: 08/03/2016

    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  10. Final notice 2016: Cga Insurance Services Limited [pdf]

    Final notices

    Published: 08/03/2016

    Last modified: 08/03/2016

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.
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