Publications

Showing 13251 to 13260 of 18845 search results.

13251. Final notice 2016: Parvin Oghabi Sajjadi [pdf]

       Final notices

       Published: 25/02/2016

       Last modified: 25/02/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

13252. Final notice 2016: AKV Vehicles Limited [pdf]

       Final notices

       Published: 25/02/2016

       Last modified: 25/02/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

13253. Number of suspicious transaction reports (STRs) received by the FCA [pdf]

       Data

       Published: 24/02/2016

       Last modified: 04/08/2016

       Number of Suspicious Transaction Reports (STRs) Received under the Market Abuse Directive (Directive 2003/6/EC) by the FCA 2007 – 2 July 2016.

13254. Final notice 2016: David Williams T/A Debts Maze Solutions [pdf]

       Final notices

       Published: 23/02/2016

       Last modified: 25/02/2016

       This final notice deals with a breach of COND. We refused this application for permission to carry on regulated activities of Debt Administration, Debt Collecting and Debt-Counselling as the application is incomplete.

13255. Final notice 2016: W H Ireland Limited [pdf]

       Final notices

       Published: 23/02/2016

       Last modified: 23/02/2016

       This final notice refers to breaches of PRIN 3 and SYSC related to market protection, culture/governance and conflicts of interest in the wealth management and private banking sector. We imposed a fine and restriction.

13256. DP16/1: Ageing population and financial services [pdf]

       Discussion papers

       Published: 22/02/2016

       Last modified: 22/02/2016

13257. Final notice 2016: Cross Keys Estate & Finance Limited [pdf]

       Final notices

       Published: 22/02/2016

       Last modified: 22/02/2016

       This final notice refers to breaches of COND and TC related to Threshold Conditions and lack of fitness and propriety in the Consumer Credit sector. We imposed a refusal.

13258. GC16/2: Proposal to issue guidance on the FCA’s view of enforcing security under the Consumer Credit Act 1974 [pdf]

       Guidance consultations

       Published: 19/02/2016

       Last modified: 29/02/2016

       We invite views on the proposal to issue guidance, which explains how we will interpret provisions of the Consumer Credit Act 1974 (CCA) regarding the enforcement of security in relation to a regulated credit agreement or a regulated consumer hire

13259. Conference agenda and speakers' biographies [pdf]

       Corporate documents

       Published: 19/02/2016

13260. TR16/1: Assessing suitability: Research and due diligence of products and services [pdf]

       Thematic reviews

       Published: 19/02/2016

       Last modified: 19/02/2016

       Assessing suitability: Research and due diligence of products and services.