Publications

Showing 13291 to 13300 of 18851 search results.

13291. PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks

       Policy statements

       Published: 08/02/2016

       Last modified: 08/02/2016

       PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks. Policy statements First published:. 08/02/2016. Last updated: 08/02/2016. Share page. PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks. In

13292. FCA further decision notice 2016: Tariq Carrimjee [pdf]

       Decision notices

       Published: 05/02/2016

       Last modified: 23/02/2016

       This further decision notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. Our view is that a prohibition should be imposed.

13293. FCA response to the European Commission’s call for evidence on the EU regulatory framework for financial services [pdf]

       Corporate documents

       Published: 05/02/2016

       Last modified: 05/08/2016

       Read our response to the European Commission’s call for evidence on the EU regulatory framework for financial services.

13294. FOI4352 response [pdf]

       FOI releases

       Published: 04/02/2016

       Last modified: 07/06/2016

13295. FOI4353 response [pdf]

       FOI releases

       Published: 04/02/2016

       Last modified: 04/02/2016

13296. PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; rules on extending the certification regime to wholesale market activities and interim rules on referencing [pdf]

       Policy statements

       Published: 04/02/2016

       Last modified: 04/02/2016

       In this policy statement we set out final rules for the new accountability framework for individuals working in banks, building societies and credit unions who perform certain wholesale market activities.

13297. FCA Q3 15/16 Number of skilled person reports commissioned [pdf]

       Data

       Published: 04/02/2016

       Last modified: 05/08/2016

       Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

13298. FCA key performance indicators (KPIs) - 2015: December 2015 [pdf]

       Corporate documents

       Published: 04/02/2016

       Last modified: 04/02/2016

       We are making more information about our performance available, by publishing key performance indicators (KPIs).

13299. PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; final rules on extending the certification regime to wholesale market activities and interim rules on referencing

       Policy statements

       Published: 04/02/2016

       Last modified: 26/05/2016

       PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; final rules on extending the certification regime to wholesale market activities and interim rules on referencing. Policy statements First published:. 04/02/2016. Last

13300. FCA Data Bulletin: Issue 5 - February 2016 [pdf]

       Data

       Published: 03/02/2016

       Last modified: 03/02/2016

       The fifth FCA Data Bulletin provides insight into a range of areas, including: Highlights from our report on Retirement Income Market Data, an update on attestations and skilled person reports, an update on our work regarding financial promotions,