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FS21/12: Decisions on the use of LIBOR (Articles 23C and 21A BMR) [pdf]
We set out feedback on responses to our proposal to use our Article 23C and Article 21A powers under the Benchmarks Regulation for certain LIBOR settings. -
Dear CEO Letter: Supervisory review of global equity finance businesses [pdf]
Following the default of Archegos Capital Management (Archegos) a review and assessment of firms’ equity finance businesses, including those who were counterparties to Archegos, was conducted by the FCA, PRA and other global regulators. This -
Article 23B Benchmarks Regulation – Notice specifying the effective date of the prohibition on use of Article 23A Benchmark [pdf]
Article 23B Benchmarks Regulation – Notice specifying the effective date of the prohibition on use of Article 23A Benchmark -
Information on the FCA's temporary permissions regime - December 2021
The FCA provides data on its temporary permissions regime. -
Information on Retirement Interest Only Mortgages - December 2021
The FCA provides data on the number of Retirement Interest Only Mortgages have been sold to consumers between Q3 2018 and Q3 2021. -
Long Form A - MiFID [docx]
Long Form A - UK and Overseas Firms (not incoming EEA) for MiFID authorisation applications. -
Long Form A - Solo-regulated firms [docx]
Long Form A - Solo-regulated firms (including EEA and third country) -
Short Form A - Dual-regulated firms [docx]
Short Form A - Dual-regulated firms (including EEA and third country firms) -
Long Form A - Dual Regulated [docx]
Long Form A - Dual Regulated -
Notification under MIFIDPRU 5.9.3R of the concentration risk hard limit breach [docx]
Notification under MIFIDPRU 5.9.3R of the concentration risk hard limit breach