Publications
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Information on the FCA's temporary permissions regime - December 2021
The FCA provides data on its temporary permissions regime. -
Information on Retirement Interest Only Mortgages - December 2021
The FCA provides data on the number of Retirement Interest Only Mortgages have been sold to consumers between Q3 2018 and Q3 2021. -
Long Form A - MiFID [docx]
Long Form A - UK and Overseas Firms (not incoming EEA) for MiFID authorisation applications. -
Long Form A - Solo-regulated firms [docx]
Long Form A - Solo-regulated firms (including EEA and third country) -
Short Form A - Dual-regulated firms [docx]
Short Form A - Dual-regulated firms (including EEA and third country firms) -
Long Form A - Dual Regulated [docx]
Long Form A - Dual Regulated -
Notification under MIFIDPRU 5.9.3R of the concentration risk hard limit breach [docx]
Notification under MIFIDPRU 5.9.3R of the concentration risk hard limit breach -
Notification under MIFIDPRU TP 1. [docx]
Notification under MIFIDPRU TP 1.8R of the intended treatment of instruments which were issued and met the conditions to be classified as additional tier 1 instruments in accordance with the UK CRR before 1 January 2022 -
Primary Market Bulletin 37
This edition of the FCA’s Primary Market Bulletin covers annual financial reporting, Primary Information Providers and sponsor conflicts of interest. -
Notification under MIFIDPRU TP 7.4R(2)(b) [docx]
Notification under MIFIDPRU TP 7.4R(2)(b) on treating pre-MIFIDPRU capital instruments as own funds under MIFIDPRU 3