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FCA Information Request – General insurance value measures pilot - third information request [pdf]
For more detail on the definitions and the information request and guidance the FCA gave to firms providing the data for the third dataset. -
PS19/13: Improving shareholder engagement and increasing transparency around stewardship
We have introduced new requirements to improve shareholder engagement and increase transparency around stewardship. The requirements come into effect on 10 June 2019. Asset managers and life insurers will need to disclose and make publicly -
MLR individual form [docx]
MLR individual form -
Final Notice 2019: Select Prestige Motor Company [pdf]
This final notice (Select Prestige Motor Company) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
CP19/6: Changes to align the FCA Handbook with the EU Prospectus Regulation [pdf]
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CP19/5: Retirement Outcomes Review: Investment pathways and other proposed changes to our rules and guidance [pdf]
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PS19/1: Retirement Outcomes Review: feedback on CP18/17 and our final rules and guidance [pdf]
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NPPR Guidance Note - Notification Forms [pdf]
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Increasing comprehension of investment pathways for retirement [pdf]
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Handbook Notice 62 [pdf]
This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 13 December 2018, and 2 and 24 January 2019. Additionally, this