Publications

Showing 10211 to 10220 of 18822 search results.

10211. CP19/1: Recovering the costs of regulating securitisation repositories after the UK leaves the European Union

       Consultation papers

       Published: 08/01/2019

       Last modified: 29/03/2019

       This paper sets out the fees structure we intend to establish for securitisation repositories (SRs) when responsibility for their regulation passes to us from ESMA (European Securities and Markets Authority) after the UK leaves the EU (European Union

10212. DRSPs deemed authorisation notification form [docx]

       Forms

       Published: 07/01/2019

10213. Final Notice 2019: Royaume FEX Limited [pdf]

       Final notices

       Published: 07/01/2019

       This final notice (Royaume FEX Limited) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation.

10214. Final Notice 2019: Liberator Cars Limited [pdf]

       Final notices

       Published: 07/01/2019

       This final notice (Liberator Cars Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10215. Final Notice 2019: Arab Link Ltd [pdf]

       Final notices

       Published: 07/01/2019

       This final notice (Arab Link Ltd) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation.

10216. Final Notice 2019: W S Commercials Ltd [pdf]

       Final notices

       Published: 07/01/2019

       This final notice (W S Commercials Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10217. Final Notice 2019: John Chapman Insurance Consultants [pdf]

       Final notices

       Published: 07/01/2019

       This final notice (John Chapman Insurance Consultants) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector. We imposed

10218. Final Notice 2019: Prestige Group (UK) I Ltd [pdf]

       Final notices

       Published: 07/01/2019

       This final notice (Prestige Group (UK) I Ltd) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a

10219. Direction: temporary permission notification (Collective Investment Schemes) [pdf]

       Handbook

       Published: 07/01/2019

10220. Direction: temporary permission notification (Alternative Investment Fund Managers) [pdf]

       Handbook

       Published: 07/01/2019