Publications

Showing 10181 to 10190 of 18820 search results.

10181. Final Notice 2019: Grand A Car Ltd [pdf]

       Final notices

       Published: 22/01/2019

       This final notice (Grand A Car Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10182. Final Notice 2019: Mr Thomas Alexander Simmonds [pdf]

       Final notices

       Published: 22/01/2019

       This final notice (Mr Thomas Alexander Simmonds) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10183. Final Notice 2019: R W Car Finance Ltd [pdf]

       Final notices

       Published: 22/01/2019

       This final notice (R W Car Finance Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10184. FCA-TPR-TPAS Joint Protocol [pdf]

       Memorandums of understanding

       Published: 22/01/2019

10185. Double Volume Cap Reporting – Schema files [zip]

       Systems information

       Published: 22/01/2019

       Last modified: 22/01/2019

10186. AIFMD Material Change Notification [doc]

       Forms

       Published: 18/01/2019

       You should use this form if you are a UK AIFM that wishes to notify the FCA before implementation of a material change to the conditions for initial authorisation in accordance with implementing provisions relating to SUP 15.3.26 of the FCA Handbook.

10187. Final Notice 2019: James Edward Sheriff (trading as Diamond Car Sales) [pdf]

       Final notices

       Published: 16/01/2019

       This final notice (James Edward Sheriff trading as Diamond Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a

10188. Final Notice 2019: Alexander Clearie Dick (trading as Village Cars Saline) [pdf]

       Final notices

       Published: 16/01/2019

       This final notice (Alexander Clearie Dick trading as Village Cars Saline) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We

10189. Final Notice 2019: Stewart Owen Ford [pdf]

       Final notices

       Published: 16/01/2019

       This final notice (Stewart Owen Ford) refers to breaches by an executive director of APER 1, APER 4 and FIT related to mis-selling, failing to be open and co-operative, a lack of fitness/propriety, conflicts of interest, and failing to act on

10190. Final Notice 2019: Mark John Owen [pdf]

       Final notices

       Published: 16/01/2019

       This final notice (Mark John Owen) refers to breaches by an executive director of APER 1, APER 4 and FIT related to a lack of fitness/propriety and failing to act on information appropriately in the asset management sector. We imposed a fine and