Publications

Showing 10371 to 10380 of 18821 search results.

10371. Financial Crime: analysis of firms’ data

       Data

       Published: 13/11/2018

       Last modified: 05/10/2021

       The FCA has published its first financial crime survey of over 2,000 UK firms, across the financial sector. The survey gives a collective view of the activity being undertaken by firms in the UK to combat financial crime across the industry.

10372. Financial crime: analysis of firms' data [pdf]

       Data

       Published: 13/11/2018

10373. Final Notice 2018: Tonie Brown [pdf]

       Final notices

       Published: 12/11/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10374. Final Notice 2018: Trackerview Ltd [pdf]

       Final notices

       Published: 12/11/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10375. Final Notice 2018: Wellpoint Ltd 2018 [pdf]

       Final notices

       Published: 12/11/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation

10376. Final Notice 2018: Neil Richard Dulson [pdf]

       Final notices

       Published: 12/11/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10377. Final Notice 2018: Prestige Auto Sales (N.W.) Ltd [pdf]

       Final notices

       Published: 12/11/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10378. Temporary permission notification direction [pdf]

       Handbook

       Published: 09/11/2018

       Last modified: 09/11/2018

       Temporary permission and variation under the EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018 notification before exit day

10379. FCA Board Minutes: 26 and 27 September 2018 [pdf]

       Meeting minutes

       Published: 08/11/2018

10380. CP18/33: Regular premium PPI complaints and recurring non-disclosure of commission – Feedback on CP18/18, final guidance, and consultation on proposed mailing requirements [pdf]

       Consultation papers

       Published: 07/11/2018