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  1. Institutional Disclosure Working Group (IDWG) Report to the FCA [pdf]

    Documents

    Published: 07/11/2018

  2. Transaction report data extracts schema version 2 [xsd]

    Forms

    Published: 07/11/2018

  3. PS19/2: Previously rejected PPI complaints and further mailing requirements – Feedback on CP18/33 and final rules and guidance

    Policy statements

    Published: 07/11/2018

    Last modified: 01/02/2019

    In this Policy Statement (PS) we summarise and respond to feedback to Consultation Paper CP18/33: Regular premium PPI complaints and recurring non-disclosure of commission – Feedback on CP18/18, final guidance, and consultation on proposed mailing
  4. Final Notice 2018: Mobay Autos [pdf]

    Final notices

    Published: 05/11/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  5. Final Notice 2018: Sharpview CCTV Ltd [pdf]

    Final notices

    Published: 05/11/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  6. Final Notice 2018: Raja Cars Coventry Ltd [pdf]

    Final notices

    Published: 05/11/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  7. Final Notice 2018: ISM Car Sales Limited [pdf]

    Final notices

    Published: 05/11/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  8. Final Notice 2018: Lakeland Spas & Log Cabins Limited [pdf]

    Final notices

    Published: 05/11/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  9. Final Notice 2018: Jonathan Mathew [pdf]

    Final notices

    Published: 02/11/2018

    This final notice refers to breaches of FIT related to benchmarks, a lack of fitness/propriety and wholesale conduct in the retail bank sector. We imposed a prohibition.
  10. Market Watch 57 [pdf]

    Newsletters

    Published: 02/11/2018

    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.
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