Publications
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The FCA's response to the Complaints Commissioner's Report FCA00491 [pdf]
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PS19/8: Increasing the award limit for the Financial Ombudsman Service
Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a -
DP18/8: Climate Change and Green Finance [pdf]
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DRSP Yearly Notification Form [docx]
This form is for continuing to comply with the Data Reporting Services 2017. -
Dear CEO: Affordability of high-cost short-term credit loans [pdf]
On 15 October, the FCA wrote to CEOs of high-cost short-term credit firms (payday lenders) regarding the issues surrounding the increase in complaints about unaffordable lending, and set out how the FCA expect firms to review their current practices -
CP18/30: EU Securitisation Regulation Implementation (DEPP and EG) [pdf]
The EU Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) came into effect on 17 January 2018. Most of their provisions will come into force on 1 January 2019. We are consulting on a number of changes to -
Dear CEO letter: The FCA’s expectations of debt packager firms providing debt advice and counselling services [pdf]
The FCA have undertaken a review of a small sample of debt advice provided by Debt Packager firms and are very concerned about the poor standards we have seen. The poor standards may result in investigation by our Enforcement Division. This will -
PS18/25: EU Securitisation Regulation
This Policy Statement outlines the final and near-final rules that implement the EU Securitisation Regulation and Capital Requirements Regulation (CRR) Amendment. This Policy Statement follows our Consultation Papers CP18/22 (August 2018) and -
GC18/4: Senior Managers and Certification Regime: Proposed guidance on statements of responsibilities and responsibilities maps for FCA firms [pdf]
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FCA Board Minutes: 25 and 26 July 2018 [pdf]