Publications

Showing 10451 to 10460 of 18821 search results.

10451. Final Notice 2018: Bauman Ltd [pdf]

       Final notices

       Published: 10/10/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10452. Final Notice 2018: Showcase Greens Ltd [pdf]

       Final notices

       Published: 10/10/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10453. Final Notice 2018: One Solar PV Ltd [pdf]

       Final notices

       Published: 10/10/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10454. Final Notice 2018: Land Horizon Projects Limited [pdf]

       Final notices

       Published: 10/10/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10455. Final Notice 2018: First Call Trade Services Limited [pdf]

       Final notices

       Published: 10/10/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10456. CP18/29: Temporary permissions regime for inbound firms and funds

       Consultation papers

       Published: 10/10/2018

       Last modified: 01/03/2019

       The temporary permissions regime will allow EEA firms and funds to continue regulated business in the UK, if the UK leaves the EU in March 2019 without an implementation period in place. This consultation paper sets out how we expect the regime to

10457. CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation

       Consultation papers

       Published: 10/10/2018

       Last modified: 28/02/2019

       In this paper, we publish our proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also set out our proposed approach to EU

10458. CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation [pdf]

       Consultation papers

       Published: 09/10/2018

10459. CP18/29: Temporary permissions regime for inbound firms and funds [pdf]

       Consultation papers

       Published: 09/10/2018

10460. Memorandum of Understanding between the Securities and Futures Commission of Hong Kong and the FCA [pdf]

       Memorandums of understanding

       Published: 08/10/2018

       Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation