Publications

Showing 10691 to 10700 of 18820 search results.

10691. FCA key performance indicators (KPIs) - 2017/18: March 2018 [pdf]

       Corporate documents

       Published: 16/07/2018

       These Authorisations Quarterly Key Performance Indicators (KPIs) provide key metrics on the performance of the FCA’s Authorisations Division.

10692. MS17/1: Investment platforms market study

       Market studies

       Published: 16/07/2018

       Last modified: 04/05/2022

       Following the publication of the Investment Platforms Market Study Final Report and Consultation Paper 19/12 proposing new rules in March this year, the FCA have published Policy Statement 19/29 setting out final rules.

10693. FS19/2: a duty of care and potential alternative approaches – summary of responses and next steps

       Feedback statements

       Published: 16/07/2018

       Last modified: 27/07/2022

       FCA published a feedback statement following our Discussion Paper on a duty of care and potential alternative approaches.

10694. Directory prototype screens [pdf]

       Policy statements

       Published: 11/07/2018

       Screens for consultation

10695. PS18/17: The European Money Market Funds (MMF) Regulation [pdf]

       Policy statements

       Published: 11/07/2018

10696. Pawnbroking sector review

       Multi-firm reviews

       Published: 10/07/2018

       Last modified: 23/07/2026

       This report outlines the findings of our review into pawnbroking.

10697. REP018 Operational and security risk reporting form [xlsx]

       Forms

       Published: 06/07/2018

       Last modified: 11/09/2019

10698. mifid-corporate-notification-for-change-in-controller.doc [doc]

       Forms

       Published: 06/07/2018

       Last modified: 17/01/2025

       mifid-corporate-notification-for-change-in-controller.doc

10699. mifid-trust-notification-for-change-in-controller.doc [doc]

       Forms

       Published: 06/07/2018

       Last modified: 20/01/2025

       mifid-trust-notification-for-change-in-controller.doc

10700. mifid-partnership-notification-for-change-in-controller.doc [doc]

       Forms

       Published: 06/07/2018

       Last modified: 17/01/2025

       mifid-partnership-notification-for-change-in-controller.doc