Publications

Showing 10731 to 10740 of 18820 search results.

10731. PS18/13: FCA regulated fees and levies 2018/19: Including feedback on CP18/10 and ‘made rules’ [pdf]

       Policy statements

       Published: 03/07/2018

10732. Final Notice 2018: Michelle Singlehurst Limited [pdf]

       Final notices

       Published: 03/07/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and investment advisory sector. We imposed a

10733. Final Notice 2018: Claims Assessor Ltd [pdf]

       Final notices

       Published: 03/07/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and consumer credit sector. We imposed a

10734. The FCA's response to the Complaints Commissioner's Report FCA00459 [pdf]

       Corporate documents

       Published: 03/07/2018

10735. The FCA's response to the Complaints Commissioner's Report FCA00431 [pdf]

       Corporate documents

       Published: 03/07/2018

       Last modified: 04/07/2018

10736. Final Notice 2018: Forethought Brokers Ltd [pdf]

       Final notices

       Published: 03/07/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector, investment advisory sector and consumer credit

10737. Final Notice: Hale Financial Services Limited [pdf]

       Final notices

       Published: 03/07/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector. We imposed a cancellation.

10738. Final Notice 2018: Independent Portfolio Managers Limited [pdf]

       Final notices

       Published: 03/07/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector, mortgage lenders and intermediaries sector and consumer

10739. Final Notice 2018: R J Funston Insurance Services (Heather Tania Funston trading as) [pdf]

       Final notices

       Published: 03/07/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and investment advisory sector. We imposed a

10740. Final Notice 2018: R M H Financial Services (Robert Michael Hulme trading as) [pdf]

       Final notices

       Published: 03/07/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector, mortgage lenders and intermediaries sector and General