Publications
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MiFID II Retirement Interest Only Mortgages [pdf]
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MiFID II Disclosure Requirements [pdf]
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MiFID II Research and Inducement [pdf]
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Unbreakable Deposits and Client Money [pdf]
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FCA Enterprise Act Annual Report 2018 [pdf]
One way in which we measure the costs of our regulation, and are transparent about these costs, is through the reporting requirements in the Small Business, Enterprise and Employment Act 2015 as amended by the Enterprise Act 2016 (the Act). -
The Senior Managers and Certification Regime: Guide for FCA solo-regulated firms [pdf]
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MiFID II Best Execution [pdf]
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Transactional Cost Disclosure in Workplace Pensions [pdf]
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The Revised Payment Services Directive (PSD2) [pdf]
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CP18/18: Guidance on regular premium PPI complaints and recurring non-disclosure of commission
This paper consults on new guidance that clarifies our expectations about the handling of certain regular premium payment protection insurance (PPI) complaints.