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RMA-G - Instructions on downloading, amending and uploading your data via XML [pdf]
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Final Notice 2018: GZ Energy Solutions Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: High Line Cars Finance and Leasing Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG) [pdf]
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Final Notice 2018: Stallion Financial Investments Plc [pdf]
This final notice refers to an application for Part 4A authorisation (‘the Application’) by a firm in respect of the regulated activities subject to the Application. Due to concerns about the firm’s ability to satisfy and continue to satisfy -
CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG)
We are consulting on changes to our Handbook because of the changes introduced by the EU Benchmarks Regulation and the UK Benchmarks Regulations 2018. -
Final Notice 2018: AJD Accountancy Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
DP18/01: Effective competition in non-workplace pensions [pdf]
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Final notice 2018: City Docs Solutions Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Modification by consent: SYSC 22.2.1R [pdf]