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  1. Final notice 2018: Town & Country Motor Centre (Cornwall) Limited [pdf]

    Final notices

    Published: 02/02/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2018: Ludu Energy Limited [pdf]

    Final notices

    Published: 01/02/2018

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2018: Direct Savings (Scotland) Limited [pdf]

    Final notices

    Published: 01/02/2018

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Financial Conduct Authority: Review of Board Effectiveness: 2017 [pdf]

    Corporate documents

    Published: 01/02/2018

    The FCA Board undertook its third independent effectiveness review towards the end of 2017, the previous ones having been undertaken in 2014 and 2015 respectively. This 2017 review was undertaken by Independent Audit Ltd.

  5. FCA Q3 17/18 Number of skilled person reports commissioned [pdf]

    Data

    Published: 01/02/2018

    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  6. MiFID MTF Table Form [docx]

    Forms

    Published: 01/02/2018

    Last modified: 01/02/2018

  7. Minutes: FCA Board 6 and 7 December 2017 [pdf]

    Meeting minutes

    Published: 01/02/2018

  8. Final Notice 2018: Paul Thomas Maksymuik [pdf]

    Final notices

    Published: 31/01/2018

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector, Mortgages and Investment Adviser. We imposed a cancellation.

  9. Dear CEO letter: Authorised push payment (APP) fraud [pdf]

    Dear CEO letters

    Published: 31/01/2018

    We have published a Dear CEO letter about authorised push payment (APP) fraud and the APP Best Practice Standards developed by UK

  10. Final Notice 2018: Solomon Car Sales Ltd [pdf]

    Final notices

    Published: 31/01/2018

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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