Publications
Search results
Showing 12031 to 12040 of 18845 search results.
-
Impact assessment: UKLA Technical Note: UKLA/TN/308.2 Related party transactions – Modified requirements for smaller related party transactions [pdf]
This impact assessment relates to UKLA/TN/308.2. It has been verified by the Regulatory Policy Committee. -
Impact assessment: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II (PS15/31) [pdf]
This impact assessment relates to changes to Approved Persons Regime for insurers not subject to Solvency II. It has been verified by the Regulatory Policy Committee. -
Impact assessment: Assessing Suitability: Research and due diligence of products and services thematic review (TR16/1) [pdf]
This impact assessment relates to the Assessing suitability: Research and due diligence of products and services thematic review (TR16/1). It has been verified by the Regulatory Policy Committee. -
Regulation round-up June 2017 [pdf]
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector. -
CP17/17: Handbook changes to reflect the application of the EU Benchmarks Regulation [pdf]
We are consulting on proposed changes to our Handbook to accompany the application of the EU Benchmarks Regulation (BMR) from 1 January 2017. -
PS17/28: Handbook changes to reflect the application of the EU Benchmarks Regulation
This Policy Statement sets out our near final rules to accompany the application of the EU Benchmarks Regulation (BMR) from 1 January 2018. -
CP17/16: Advising on Pension Transfers [pdf]
We are consulting on how advice should be provided to consumers on pension transfers where consumers have safeguarded benefits, primarily for transfers from defined benefit to defined contribution pension schemes. -
Call for Input on access to insurance [pdf]
In this call for input we invite views on the challenges firms face in providing travel insurance for consumers who have, or have had cancer, together with the rationale for pricing differentiations in quoted premiums. -
Good cyber security ‒ the foundations [pdf]
Cyber attacks are increasing in number, scale and sophistication, and pose a threat to all financial services firms. We expect firms to be able to protect the sensitive information they hold. This infographic asks: is your firm capable of defending -
Final Notice 2017: Andrew Quinn [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.