Publications
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Complaint to the Financial Conduct Authority regarding Collateral (UK) Ltd [pdf]
Complaint to the Financial Conduct Authority regarding Collateral (UK) Ltd. -
FCA response to the Complaints Commissioner’s Report FCA ref: 210987339 [pdf]
FCA response to the Complaints Commissioner’s Report FCA ref: 210987339 -
First Supervisory Notice 2024: Hydrogard Legal Services Limited [pdf]
The FCA has decided to impose requirements on Hydrogard Legal Services Limited with immediate effect. -
Memorandum of Understanding between the FCA and The Bank of England: Supervision of Financial Market Infrastructure [pdf]
An update on the existing MoU between the FCA and the Bank, reflecting changes as a result of FSMA 2023. -
PS24/18: Further temporary changes to handling rules for motor finance complaints
The FCA sets out changes to how motor finance complaints involving commission arrangements are handled. -
PS25/20: Supporting informed decision making: Final rules for Consumer Composite Investments
Final rules for providing information on CCIs and summary of feedback to CP24/30 and CP25/9 and how we have considered it. -
Notice of Decision 2024: LAYLA'S LENGTHS LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Aston Shaw Restructuring Ltd [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: David Batchelor [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: John Cotton [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the advisers and intermediaries’ sector. We imposed a cancellation.