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Notice of Decision 2024: Colin Court [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
DP24/4: Regulating cryptoassets: Admissions & Disclosures and Market Abuse Regime for Cryptoassets [pdf]
This Discussion Paper focuses on the future market abuse regime for cryptoassets (MARC) and cryptoasset admissions and disclosures regime (A&D). -
Update on an equity consolidated tape [pdf]
The FCA sets out an update on a potential consolidated tape for UK equities trades. -
Notice of Decision 2024: ELITE PREOWNED VEHICLES LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
DP24/4: Regulating cryptoassets – Admissions & Disclosures and Market Abuse Regime for Cryptoassets
The FCA wants feedback to help us develop our approach to cryptoasset Admissions and Disclosures (A&D) and the Market Abuse Regime for Cryptoassets (MARC). -
Pre-trade equities consolidated tape [pdf]
Report on pre-trade equities consolidated tape by Europe Economics. -
Notice of Decision 2024: McLean's [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Tariq Mahmood [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Primary Market Technical Note: Discounted share issues and standard of disclosure in circulars – UKLA / TN / 311.1 (Amendment) [pdf]
Primary Market Technical Note: Discounted share issues and standard of disclosure in circulars - UKLA / TN / 311.1 (Amendment) -
Primary Market Technical Note: Sponsors: Application of principle to deal with the FCA in an open and co-operative manner - UKLA / TN / 713.1 (Amendment) [pdf]
Primary Market Technical Note: Sponsors: Application of principle to deal with the FCA in an open and co-operative manner - UKLA / TN / 713.1 (Amendment)