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Primary Market Technical Note: Disclosures in relation to ESG matters, including climate change - December 2021 / Primary Markets / TN / 801.2 (Amendment) [pdf]
Primary Market Technical Note: Disclosures in relation to ESG matters, including climate change - December 2021 / Primary Markets / TN / 801.2 (Amendment) -
FCA Procedural note: Primary Market Oversight and Listing– decision making and individual guidance processes - October 2019 / FCA / PN / 908.2 (Amendment) [pdf]
FCA Procedural note: Primary Market Oversight and Listing– decision making and individual guidance processes - October 2019 / FCA / PN / 908.2 (Amendment) -
Primary Market Technical Note: Related party transactions by closed-ended investment funds – amendment to an existing investment management agreement to cover new money- UKLA / TN / 404.1 (Amendment) [pdf]
Primary Market Technical Note: Related party transactions by closed-ended investment funds – amendment to an existing investment management agreement to cover new money- UKLA / TN / 404.1 (Amendment) -
Primary Market Technical Note: Listing Principle 2 Dealing with the FCA in an open and cooperative manner - UKLA / TN / 209.3 (Amendment) [pdf]
Primary Market Technical Note: Listing Principle 2 Dealing with the FCA in an open and cooperative manner - UKLA / TN / 209.3 (Amendment). -
Primary Market Technical Note: Sponsors:Identifying and managing conflicts - August 2017 / UKLA/TN/701.3 (Amendment) [pdf]
Primary Market Technical Note: Sponsors:Identifying and managing conflicts - August 2017 / UKLA/TN/701.3 (Amendment) -
Primary Market Procedural note: Sponsor firms – ongoing requirements during re-organisations - UKLA / PN / 909.2 (Amendment) [pdf]
Primary Market Procedural note: Sponsor firms – ongoing requirements during re-organisations - UKLA / PN / 909.2 (Amendment) -
Primary Market Technical Note: TCFD aligned climate-related disclosure requirements for listed companies - February 2022 / Primary Market / TN / 802.1 (Amendment) [pdf]
Primary Market Technical Note: TCFD aligned climate-related disclosure requirements for listed companies - February 2022 / Primary Market / TN / 802.1 (Amendment) -
Primary Market Technical Note: Class testing changes to an investment management agreement - August 2020 / Primary Market / TN / 403.2 (Amendment) [pdf]
Primary Market Technical Note: Class testing changes to an investment management agreement - August 2020 / Primary Market / TN / 403.2 (Amendment) -
Primary Market Technical Note: Co-investment between closed-ended funds and their investment managers' employees - UKLA/TN/402.1 (Amendment) [pdf]
Primary Market Technical Note: Co-investment between closed-ended funds and their investment managers' employees - UKLA/TN/402.1 (Amendment) -
Primary Market Technical Note: Sponsor Services: Principles for Sponsors- FCA/TN/710.2 (Amendment) [pdf]
Primary Market Technical Note: Sponsor Services: Principles for Sponsors- FCA/TN/710.2 (Amendment)