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Notice of Decision 2024: Vans Direct For You Limited [pdf]
“This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”. -
Occasional Paper 65 - Annex 2 [pdf]
Is timing of the essence? Testing when to engage UK pension customers - annex 2 -
Occasional Paper 65 - Annex 3 [pdf]
Is timing of the essence? Testing when to engage UK pension customers - annex 3 -
Notice of Decision 2024: South Yorkshire Van Sales [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Overseas Fund Regime: application form questions and associated data set [pdf]
This document provides the application form questions and associated data set to help with the preparation of an application under the OFR. -
OP65 - Testing when to engage UK pension customers [pdf]
Firms are encouraged to explore innovative approaches to encourage greater customer engagement. -
Connect User Guide: recognition of a qualifying standalone overseas collective investment scheme under the OFR [pdf]
A guide to submitting an application on Connect for recognition of a qualifying Standalone Overseas Collective Investment Scheme under the Overseas Funds Regime. -
Connect User Guide: recognition of a qualifying umbrella overseas collective investment scheme under the OFR (TMPR Scheme) [pdf]
A guide to applying on Connect for recognition of a qualifying umbrella overseas collective investment scheme in the Temporary Marketing Permissions Regime to the Overseas Funds Regime. -
Connect User Guide: recognition of a qualifying umbrella overseas collective investment scheme under the OFR [pdf]
A guide to applying on Connect for recognition of a qualifying umbrella overseas collective investment scheme under the Overseas Funds Regime. -
Connect User Guide: recognition of a qualifying standalone overseas collective investment scheme under the OFR (TMPR Scheme) [pdf]
A guide to applying on Connect for recognition of a qualifying Standalone Overseas Collective Investment Scheme in the Temporary Marketing Permissions Regime to the Overseas Funds Regime.