Publications
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Connect User Guide: recognition of a qualifying sub-fund of an umbrella overseas collective investment scheme under the OFR [pdf]
A guide to applying on Connect for recognition of an additional sub-fund(s) of an umbrella collective investment scheme that is already recognised in the UK under the Overseas Funds Regime. -
Information on FCA's own compliance with GDPR - September 2024
FCA provides information on FCA's own compliance with GDPR - September 2024. -
Occasional Paper 65: Is timing of the essence? Testing when to engage UK pension customers
FCA research found that it’s difficult to drive pension engagement through emails. Firms should try innovative approaches to encourage customer engagement. -
Notice of Decision 2024: Christopher Rickard [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: PRESSBAY LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: K & R Vans Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: ARGON AUTOMOTIVE GROUP LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: JOHN ARNOLD COMMERCIALS LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Commentary on Mortgage lending statistics Q2 2024
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2024 Q2. -
Notice of Decision 2024: James Duncan [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.