Publications

Showing 3471 to 3480 of 18805 search results.

3471. Notice of Decision 2024: AKJ Motorsport Ltd [pdf]

      Decision notices

      Published: 06/09/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3472. Notice of Decision 2024: CMV Automotive Ltd [pdf]

      Decision notices

      Published: 06/09/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3473. Notice of Decision 2024: I HOME SOLUTIONS LTD [pdf]

      Decision notices

      Published: 06/09/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3474. Decision Notice 2024: Liam Patrick George Martin [pdf]

      Decision notices

      Published: 06/09/2024

      This Decision Notice (Liam Patrick George Martin) refers to a breach of APER Statement of Principle 1 related to the reckless design of a pension transfer advice model in the pensions sector and a lack of fitness and property in designing and

3475. Decision Notice 2024: Adrian Stuart Westbrook Douglas [pdf]

      Decision notices

      Published: 06/09/2024

      This Decision Notice (Adrian Stuart Westbrook Douglas) refers to a breach of APER Statement of Principle 1 related to the reckless design of a pension transfer advice model in the pensions sector and a lack of fitness and property in designing and

3476. Notice of Decision 2024: J U Autos UK Ltd [pdf]

      Decision notices

      Published: 06/09/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

3477. Notice of Decision 2024: CFG (Commercial Finance Group) Limited [pdf]

      Decision notices

      Published: 06/09/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3478. Final Notice 2024: Saranac Partners Limited [pdf]

      Final notices

      Published: 06/09/2024

      This final notice refers to the FCA’s refusal of the Applicant’s application under section 60 of FSMA for approval of an individual to perform the Senior Manager functions of SMF1 (Chief Executive function) and SMF3 (Executive Director function).

3479. CP24/18: Quarterly Consultation Paper No. 45

      Consultation papers

      Published: 06/09/2024

      Last modified: 15/10/2024

      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want your feedback on our proposals.

3480. Principal firms embedding the new rules for effective appointed representative oversight: Good practice and areas for improvement

      Good and poor practice

      Published: 06/09/2024

      Last modified: 14/10/2024

      Our findings on how firms are embedding new AR rules and examples of good practice and areas for improvement for firms to consider.