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Figure 1: Overview of rule review process for new rules [pdf]
An overview of rule review process for new rules. -
Figure 2: Overview of rule review process for all rules [pdf]
An overview of the rule review process for all rules. -
Notice of Decision 2024: Up and Up Trading Limited [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: MSI Trade Centre Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Divine Securities Services Ltd [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Automotive Finance and Leasing Ltd [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Warning Notice Statement 24/1 [pdf]
The FCA gave an individual a warning notice on 16 November 2023 proposing to take action in respect of the conduct summarised in this statement. -
therulesforhighriskinvestmentsvideo.zip [zip]
The rules for high-risk investments video -
Notice of Decision 2024: Apex Legal Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: The Car Leasing Warehouse Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.