Publications
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PS23/19: Margin requirements for non-centrally cleared derivatives: Amendments to BTS 2016/2251
PRA and FCA's final policy and feedback to responses following their joint consultation paper. -
Information on count in each region of each category of insurance activity - December 2023
FCA provides information on count in each region of each category of insurance activity. -
Information on financial adviser firms with pension transfer permissions - December 2023
FCA provides information on Financial Adviser firms with Pension Transfer permissions. -
FCA response to the Complaints Commissioner’s Final Report into the Financial Conduct Authority’s oversight of Premier FX Limited (PFX) published on 18 December 2023 [pdf]
The FCA’s response to the Complaints Commissioner’s Final Report into the Financial Conduct Authority’s oversight of Premier FX Limited (PFX). -
Handbook Notice 114 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the FCA Board under its legislative and other statutory powers on 23 November 2023, 4 December 2023 and 14 December 2023. -
PS23/18: Smarter Regulatory Framework: The Insurance Distribution Directive Feedback to CP23/19 and Final Rules [pdf]
This paper summarises the feedback received on the FCA's proposals and its response. -
Notice of Decision 2023: Eighty Seventy Facilities Management Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
PS23/18: Smarter Regulatory Framework: The Insurance Distribution Directive
The FCA's final rules for insurance firms that transfer and replace retained EU law provisions from the Insurance Distribution Directive. -
Retail banking Consumer Duty multi-firm work
The findings from the FCA's Retail Banking Consumer Duty Multi-Firm work. -
Notice of Decision 2023: Lodge and Thomas [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.