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  1. Information on cyber attacks and data breaches reported to the FCA - October 2023

    FOI releases

    Published: 04/10/2023

    Last modified: 01/01/2025

    FCA provides information on cyber attacks and data breaches reported to the FCA.

  2. Final Notice 2023: Simon Richard Hughes [pdf]

    Final notices

    Published: 03/10/2023

    This Final Notice (Simon Richard Hughes) refers to breaches of APER 2, 6 and 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and withdrawal. A payment of

  3. Notice of Decision 2023: Starkey Hire Limited [pdf]

    Decision notices

    Published: 03/10/2023

    This Notice of Decision (Starkey Hire Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Final Notice 2023: Christopher Vincent Summers [pdf]

    Final notices

    Published: 03/10/2023

    This Final Notice (Christopher Vincent Summers) refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  5. Final Notice 2023: ADM Investor Services International Limited [pdf]

    Final notices

    Published: 02/10/2023

    This Final Notice refers to breaches of Principle 3 of the FCA’s Principles for Business related to serious financial crime control failings in the Wholesale Intermediaries and Brokers sector. We imposed a financial penalty of £6,470,600.

  6. Review of terminal illness benefits within life insurance protection products

    Multi-firm reviews

    Published: 02/10/2023

    Last modified: 03/12/2025

    FCA review of insurance companies’ approaches to terminal illness benefits to make recommendations for improvement.

  7. Handbook Notice 112 [pdf]

    Handbook

    Published: 29/09/2023

    This Handbook Notice describes the changes to the FCA Handbook and other material made by the FCA Board under its legislative and other statutory powers on 28 September 2023.

  8. PS23/14: Multi-occupancy building insurance: Feedback to CP23/8 and final rules [pdf]

    Policy statements

    Published: 29/09/2023

    In this Policy Statement we summarise the feedback we received on our proposals in CP23/8 and our response.

  9. Notice of Decision 2023: The Watercooler Warehouse Limited [pdf]

    Decision notices

    Published: 29/09/2023

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Notice of Decision 2023: Total Redress Services Ltd [pdf]

    Decision notices

    Published: 29/09/2023

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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