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Notice of Decision 2023: Durrant Automobiles Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: F&M Autos Ltd [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Addendum to CP23/17: Rules relating to Securitisation [pdf]
Addendum to CP23/17: Rules relating to Securitisation. -
Notice of Decision 2023: Western Euro Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Jacob & Jones Group Ltd (previously known as JACOB & JONES SPECIALIST CARS LTD) [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2023: Equifax Limited [pdf]
This Final Notice relates to the outsourcing of data processing to an intragroup entity which experienced a data breach. The Final Notice refers to risk management failings (Principle 3) and failings in relation to treating customers fairly and -
Notice of Decision 2023: Premium Stoves [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Whistleblowing quarterly data 2023 Q2
The data shows the number of new whistleblowing reports the FCA received in April and June 2023 and the allegations they featured. -
First Supervisory Notice 2023: IBP Markets Limited [pdf]
On 15 September 2023, we imposed a number of restrictions on IBP Markets Limited stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm. -
Notice of Decision 2023: K L S (UK) LTD [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.