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Scenario analysis working group: Climate litigation risk chapter [pdf]
This chapter represents the output from the cross-industry Scenario Analysis Working Group of the Prudential Regulation Authority and Financial Conduct Authority’s Climate Financial Risk Forum (CFRF). -
Decision Notice 2022: Craig Donaldson [pdf]
The Decision Notice refers to Craig Donaldson being knowingly concerned in the Bank’s breach of Listing Rules (LR 1.3.3R) in the Retail Bank sector. Our view is that a financial penalty be imposed. -
Decision Notice 2022: David Arden [pdf]
The Decision Notice refers to David Arden being knowingly concerned in the Bank’s breach of Listing Rules (LR 1.3.3R) in the Retail Bank sector. Our view is that a financial penalty be imposed. -
Final Notice 2022: Metro Bank plc [pdf]
The Final Notice (Metro Bank plc) refers to breaches of Listing Rules 1.3.3R related to misleading information not to be published in the Retail Bank sector. We imposed a financial penalty. -
Primary Market Bulletin 42
This edition of the FCA’s Primary Market Bulletin covers climate disclosures, the National Security and Investment Act, shell companies, and short selling. -
Charles Randell allowances and expenses April 2022 - March 2023 [pdf]
Summary of allowances and expenses claimed by Charles Randell, Chairman including hospitality given outside of the FCA. -
CFRF Guide 2022: Scenario Analysis - financial firms [pdf]
This chapter from the Climate Financial Risk Forum (CFRF) represents output from the Scenario Analysis working group. The outputs relate to scenario analysis for financial firm relating to climate risk. -
CFRF Guide 2022: Scenario Analysis Working Group – Banking guide [pdf]
This chapter from the Climate Financial Risk Forum (CFRF) represents output from the Scenario Analysis Working Group. The outputs represents a banking guide in relation to climate financial risk. -
Nikhi Rathi, allowances and expenses, April 2022 - March 2023 [pdf]
Summary of allowances and expenses claimed by Nikhil Rathi, including hospitality given outside of the FCA. -
Liam Coleman, allowances and expenses, 2022-23 [pdf]
Summary of allowances and expenses claimed by Liam Coleman, including hospitality given outside of the FCA.