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Claims handling lessons learned from business interruption insurance
The FCA sets out the findings from its review assessing how firms handled Business Interruption (BI) insurance claims following the Supreme Court’s judgment on the BI test case, including examples of good practices and areas where firms have -
Market Watch 70
In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved -
CP22/19: Creation of a baseline financial resilience regulatory return [pdf]
CP22/19: Creation of a baseline financial resilience regulatory return. -
Handbook Notice 102 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 15 July 2022 and 29 September 2022.. -
Final Notice 2022: Elite UK Claims [pdf]
Final Notice 2022: Elite UK Claims. This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Claims Management Company sector. We refused the firm’s application for authorisation -
Final Notice 2022: E.A. McCarroll [pdf]
This Final Notice (E.A. McCarroll) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
Dear CEO letter: Expectations on rising cost of living and insurance [pdf]
Dear CEO letter on the FCA's expectations of insurance firms with the rising cost of living -
Consumer Duty detailed timeline [pdf]
Full timeline of the key Consumer Duty milestones. -
Final Notice 2022: One Life Funeral Planning Limited [pdf]
This Final Notice (One Life Funeral Planning Limited) refers to a failure to satisfy threshold conditions (COND) in the Funeral Plans sector. We refused the firm’s application for authorisation -
Assessing liquidity for orderly wind-down: good and poor practices from general insurance brokers
We set out findings of our multi-firm review of general insurance brokers, where we have identified areas for improvement which firms can learn from.