Publications

Showing 5801 to 5810 of 18809 search results.

5801. FG22/6: Branch and ATM closures or conversions [pdf]

      Finalised guidance

      Published: 11/10/2022

      This FCA guidance sets out our expectations when firms are considering a long-term closure of a branch or ATM or conversion of an ATM

5802. Information on crypto asset businesses - October 2022

      FOI releases

      Published: 11/10/2022

      Last modified: 17/08/2023

      FCA provides information on registration of crypto asset businesses.

5803. Information on claims management companies - October 2022

      FOI releases

      Published: 11/10/2022

      Last modified: 14/08/2023

      FCA provides information on claims management companies (CMCs).

5804. Information on retirement interest only mortgages - October 2022

      FOI releases

      Published: 11/10/2022

      Last modified: 14/08/2023

      FCA provides information on Retirement Interest Only Mortgages.

5805. Research Note: AI in UK financial services

      FCA research

      Published: 10/10/2022

      Last modified: 03/12/2025

      This joint report with the Bank of England presents findings from the 2024 survey on AI in UK financial services.

5806. FCA Authorisations update [pdf]

      Corporate documents

      Published: 10/10/2022

      FCA Authorisations update - October 2022.

5807. Information on compliance cases - October 2022

      FOI releases

      Published: 10/10/2022

      Last modified: 14/08/2023

      FCA provides information on compliance cases opened in last 5 calendar years.

5808. FCA Authorisations Update - October 2022 Annex 1 [pdf]

      Corporate documents

      Published: 10/10/2022

      FCA Authorisations Update - October 2022 Annex 1.

5809. Whistleblowing quarterly data 2022 Q2

      Data

      Published: 07/10/2022

      Last modified: 07/10/2022

      Our data shows the number of new whistleblowing reports the FCA received in April to June 2022 and the allegations they featured.

5810. Final Notice 2022: Simon Tyson [pdf]

      Final notices

      Published: 06/10/2022

      This Final Notice (Simon Tyson) refers to breaches of APER 7 related to the failure to ensure compliance with PRIN 3 in the trading firms sector, which led to further breaches of SUP 17, SUP 15 and Article 16 of MAR. We imposed a financial penalty