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FOI8139 response annex B [csv]
This file contains the contact information (name, address, phone, email, website) held for all companies and/or individuals who held permissions to carry out defined benefits pension transfers on 31/12/2018 but who have since relinquished their -
FOI8139 response annex A [csv]
This file contails the contact information (name, address, phone, email, website) held for all companies and/or individuals who held permissions to carry out defined benefits pension transfers between 26/01/2020 and 10/03/2021. -
CP22/6: Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme [pdf]
Many members of the British Steel Pension Scheme (BSPS) transferred out of it after being given unsuitable advice and have suffered financial loss as a result. We propose to implement a consumer redress scheme. -
FOI7986 response annex [pdf]
FOI7986 response annex -
FOI8141 response annex [pdf]
FOI8141 response annex -
FOI8124 response annex [pdf]
FOI8124 response annex -
FOI8133 response annex [pdf]
FOI8133 response annex -
Pension transfer advice to British Steel Pension Scheme members by FCA authorised firms [pdf]
We instructed Grant Thornton to prepare a report which analyses the information available to pension transfer specialists (PTS) or advisers and BSPS members, and set out the steps PTS should have taken when advising BSPS members. -
Dear CEO letter: British Steel Pension Scheme: Consultation on a consumer redress scheme [pdf]
This letter is for firms who gave pension transfer advice to British Steel Pension Scheme members between 26 May 2016 to 29 March 2018 and sets out the actions we expect firms to take with immediate effect. This letter replaces the Dear CEO letter -
Final Notice 2022: Timothy Haywood [pdf]
The Final Notice refers to breaches of APER 2 and 7 related to the management of conflicts of interest in the asset management sector. We imposed a financial penalty.