Publications
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Regulatory Sandbox Guide [pdf]
Regulatory Sandbox Guide -
Innovation Pathways Guide [pdf]
Innovation Pathways Guide -
Innovation Pathways - Authorisation guide [pdf]
Authorisation guide for firms developing automated advice models. -
Regulatory Sandbox eligibility criteria [pdf]
Regulatory Sandbox eligibility criteria. -
Innovation Pathways eligibility criteria [pdf]
Innovation Pathways eligibility criteria. -
FOI9071 Annex A [xlsx]
The FCA provides data on whistleblowing reports. -
Handbook Notice 97 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 24 March 2022. -
CP22/5: Proposed changes to allow companies to use a more up to date electronic format for their annual financial reports [pdf]
This consultation applies to issuers who follow Disclosure, Guidance and Transparency Rules (DTR) 4.1. -
PS22/2: PRIIPs – Final scope Rules and amendments to Regulatory Technical Standards [pdf]
This Policy Statement summarises the feedback received to CP 21/23 and outlines our final policy position -
Information on whistleblowing reports - March 2022
The FCA answers multiple questions regarding whistleblowing reports.