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  1. Information in relation to FCA exercise of competition enforcement powers - November 2021

    FOI releases

    Published: 05/11/2021

    Last modified: 25/10/2022

    The FCA provides information regarding what actions it took in relation to competition enforcement powers.
  2. Information on applications for Authorisation/Part 4a permission rejected - November 2021

    FOI releases

    Published: 05/11/2021

    Last modified: 25/10/2022

    The FCA provides data on the number of Applications for Authorisation/Part 4a Permission that have been rejected per month since 1 January 2020 to 30 September 2021.
  3. Early careers: how to apply [pdf]

    Published: 04/11/2021

    How to apply for FCA graduate & summer internships.
  4. Transcript: InvestSmart campaign video – Hype [pdf]

    Transcripts

    Published: 04/11/2021

    Video transcript for the the FCA's InvestSmart campaign, focusing on hype.
  5. Transcript: InvestSmart campaign video – Risk [pdf]

    Transcripts

    Published: 04/11/2021

    Video transcript for the the FCA's InvestSmart campaign, focusing on risk.
  6. DP21/4: Sustainability Disclosure Requirements (SDR) and investment labels [pdf]

    Discussion papers

    Published: 03/11/2021

    In this Discussion Paper, we are seeking initial views on SDR disclosure requirements for asset managers and certain FCA-regulated asset owners, as well as the sustainable investment labelling system
  7. Warning Notice Statement 21/4 [pdf]

    Warning notices

    Published: 03/11/2021

    The Financial Conduct Authority gave a firm a Warning Notice on 16 September 2021 proposing to take action in respect of the conduct summarised in this statement.
  8. Our ESG Strategy: Upcoming milestones [pdf]

    Published: 03/11/2021

    Our key workstreams, the themes and Business Plan outcomes to which they relate, and the key milestones to the end of 2022.
  9. DP21/4: Sustainability Disclosure Requirements and investment labels

    Discussion papers

    Published: 03/11/2021

    Last modified: 05/06/2026

    We are seeking initial views on new sustainability disclosure requirements for asset managers and FCA-regulated asset owners, as well as a new classification and labelling system for sustainable investment products
  10. A strategy for positive change: our ESG priorities

    Corporate documents

    Published: 03/11/2021

    Last modified: 27/07/2026

    The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.
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