Publications

Showing 6611 to 6620 of 18811 search results.

6611. Annex 4 Benchmarks Regulation – Notice of proposed modifications [pdf]

      LIBOR notices

      Published: 16/11/2021

      Annex 4 Benchmarks Regulation – Notice of proposed modifications

6612. FS21/11: Feedback Statement: Article 23D BMR Decision for 6 sterling and yen LIBOR versions [pdf]

      Feedback statements

      Published: 16/11/2021

      Our feedback on responses to our proposal to use our Article 23D(2) powers introduced through amendments to the Benchmarks Regulation (BMR)

6613. Market Watch 68

      Newsletters

      Published: 16/11/2021

      Last modified: 19/11/2021

      In this Market Watch we discuss web-based trading platforms, which are widely used for Rates and Fixed Income products and share our concerns about gaps in users’ surveillance of web-based platform activity.

6614. Article 21A Benchmarks Regulation – Notice of prohibition on new use of a critical benchmark [pdf]

      LIBOR notices

      Published: 16/11/2021

      Article 21A Benchmarks Regulation – Notice of prohibition on new use of a critical benchmark

6615. Article 23C Benchmarks Regulation – Draft notice of permitted legacy use by supervised entities [pdf]

      LIBOR notices

      Published: 16/11/2021

      Article 23C Benchmarks Regulation – Draft notice of permitted legacy use by supervised entities

6616. Primary Market Bulletin 36

      Newsletters

      Published: 15/11/2021

      Last modified: 11/06/2026

      This special edition of the FCA’s Primary Market Bulletin covers climate-related disclosures for listed companies.

6617. Primary Market Technical Note 802.1: TCFD aligned climate-related disclosure requirements for listed companies [pdf]

      Primary market

      Published: 15/11/2021

      To help listed companies, their directors and advisers we are proposing to publish a technical note giving further guidance on our disclosure expectations on which we are seeking feedback.

6618. First Supervisory Notice 2021: Marvell Enterprises Limited [pdf]

      Supervisory notices

      Published: 15/11/2021

      This FSN (Marvell Enterprises Limited) concerns the FCA’s use of its power of intervention in respect the firm failing, or is likely to fail, to satisfy the Suitability Threshold Condition.

6619. Final Notice 2021: Sunrise Brokers LLP [pdf]

      Final notices

      Published: 12/11/2021

      This Final Notice (Sunrise Brokers LLP) refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty

6620. Dear CEO Letter: Funeral Plan Providers [pdf]

      Dear CEO letters

      Published: 12/11/2021

      By 29 July 2022 all funeral plan providers and intermediaries must have appropriate authorisation to continue funeral plan activities.