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PS21/6: Implementation of Investment Firms Prudential Regime
We are consulting on our first phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID). -
Information about fines and investigations - December 2020
The FCA provides data on information about fines and investigations. -
Information on the number of sales transactions for mortgages - December 2020
The FCA provides data on Retirement Interest Only mortgage sales and a monthly log of how many mortgage sales (excluding Lifetime Mortgages & Retirement Interest Only Mortgages) sold for over 55s. -
Information on FCA’s investigations into transactions reports - December 2020
The FCA provides data on the FCA’s investigations into transactions reports. -
Handbook Notice 83 [pdf]
This Handbook Notice describes the changes to the Handbook and other material made by the FCA Board under its legislative and other statutory powers on 7 December 2020 and 10 December 2020. -
Information on phising scams - December 2020
The FCA provides information about the total number of suspected phishing and scam emails, texts and voice calls reported to it over January to September 2020. -
Draft guidance: Business interruption insurance test case - proving the presence of coronavirus (Covid-19) [pdf]
In this document, we consult on draft guidance for policyholders, insurers and insurance intermediaries on how the presence of coronavirus in a particular area may be proved. -
Statistics provided on e-money providers - December 2020
FCA provides statistics on the e-money firms from 2015 to 2020. -
Information on data breaches reported to the FCA in 2020 - December 2020
The FCA provides information on data breaches reported to the FCA during 2019 and to date in 2020, broken down by month. -
Information about firms giving up permissions since the ban on contingent charging - December 2020
The FCA provides information about firms giving up their permissions as a whole or their DB permissions since the FCA decided to ban contingent charging in June 2020.