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Copy of FCA email issued on 11 November 2020 [pdf]
Copy of FCA email issued on 11 November 2020 -
Disclosure Guidance and Transparency Rules Chapter 5 (DTR5) [pdf]
Disclosure Guidance and Transparency Rules Chapter 5 (DTR5) -
Portfolio letter: FCA Supervision Strategy for Lloyd’s & London Market Insurers and Others [pdf]
FCA lettr setting out our view of the key potential risks of harm to your customers or the markets you operate in. -
STS notifications user guide [pdf]
This guide explains how to log into Connect and submit STS notifications. -
STS Notification template (public) [xlsx]
Use this template to complete a securitisation STS notification. -
STS Notification template (private, full) [xlsx]
Use this template to complete a securitisation STS notification. -
STS Notification template (private, anonymised) [xlsx]
Use this template to complete a securitisation STS notification. -
Business interruption insurance test case: Draft Transcript Day 4 Appeal [pdf]
This is the draft transcript of day 4 of the appeal in the Supreme Court of the FCA's Business Interruption insurance test case. -
Letter from Sheldon Mills to Financial Ombudsman Service: November 16 2020 [pdf]
Letter from Financial Obudsman Service to Sheldon Mills, FCA Interim Executive Director of Strategy & Competition on providing additional clarity for firms on its approach to assessing complaints relating to the range of targeted temporary measures -
Financial Ombudsman Service letter to Sheldon Mills: 17 November 2020 [pdf]
Letter from Sheldon Mills, Interim Executive Director of Strategy & Competition to the Financial Obudsman Service on providing additional clarity for firms on its approach to assessing complaints relating to the range of targeted temporary measures