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PS20/6 Pension transfer advice: feedback on CP19/25 and our final rules and guidance
The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers. This Policy Statement forms part of a wider package to improve the suitability of pension transfer -
Final Notice 2020: Jason Taylor [pdf]
This final notice (Jason Taylor) refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
Final Notice 2020: Advantage Car Centre Limited [pdf]
This final notice (Advantage Car Centre Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Information on number of controlled function holders between April 2015 and March 2020 - June 2020
FCA provides information on on number of controlled function holders between April 2015 and March 2020. -
Information on number of consumer credit products bought between Q3 2016 and Q1 2020 - June 2020
FCA provides information on number of consumer credit products bought between Q3 2016 and Q1 2020. -
FS20/07: Product Value and coronavirus: guidance for insurance firms [pdf]
On 1 May 2020, we published draft guidance for insurance firms on assessing the value of their products in light of Coronavirus (Covid-19). This was subject to a short consultation period, which closed on 15 May. -
Product value and coronavirus: guidance for insurance firms
This guidance sets out our expectations for insurers and insurance intermediaries to consider the value of their products in light of the exceptional circumstances arising from coronavirus (Covid-19). -
FS20/7: Product Value and coronavirus: guidance for insurance firms
On 1 May 2020, we published draft guidance for insurance firms on assessing the value of their products in light of Coronavirus (Covid-19). This was subject to a short consultation period, which closed on 15 May. -
Information on skilled persons reviews commissioned on financial advisory firms during 2017/18, 2018/19 and 2019/20 - June 2020
FCA provides information on skilled persons reviews commissioned on financial advisory firms between 2017 and 2020. -
FS20/6: Temporary financial relief for customers impacted by coronavirus: feedback on draft guidance for mortgages [pdf]
The guidance affects home finance providers and administrators. It also affects authorised firms in respect of unregulated agreements to provide credit that is secured on land