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PS20/5: Extending the Senior Managers Regime to benchmark administrators: final rules [pdf]
In CP19/31, we set out proposals for extending the Senior Managers Regime (SMR) to benchmark administrators. This Policy Statement summarises feedback received and our response -
The FCA’s response to the Complaints Commissioner’s Report FCA00707 [pdf]
The FCA’s response to the Complaints Commissioner’s Report FCA00707. -
Charles Randell letter to Dame Elizabeth Gloster [pdf]
Charles Randell, Chair of the FCA, reply to Dame Elizabeth Gloster confirming that the FCA has no objection to the proposed extention into the Independent investigation into the regulation of London Capital & Finance. -
Dame Elizabeth Gloster letter to Charles Randell [pdf]
Dame Elizabeth Gloster letter to the FCA advising that it would not be possible for her to complete her Independent investigation into the regulation of London Capital & Finance by the target date of 10 July 2020. -
Information on ethnicity of CF30's in 2017, 2018 and 2019 - June 2020
FCA provides information on ethnicity of CF30's 2017-2019.. -
PS20/5: Extending the Senior Managers Regime to benchmark administrators: final rules
The Senior Managers Regime (SMR) will come into force for benchmark administrators on 7 December 2020. This consultation sets out our proposals for applying the SMR to benchmark administrators that do not carry out any other regulated activities -
FS20/6: Temporary financial relief for customers impacted by coronavirus: feedback on draft guidance for mortgages
On 22 May 2020, we published draft guidance on the fair treatment of home finance customers in temporary payment difficulty as a result of the current exceptional circumstances arising out of coronavirus (Covid-19) -
Final notice 2020: Bicycleshack [pdf]
This final notice (Bicycleshack) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final notice 2020: Thomas Jones [pdf]
This final notice (Thomas Jones) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Rochdale Automart Ltd [pdf]
This final notice (Rochdale Automart Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.