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CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing
In our Discussion Paper we asked whether premium listing obligations to open-ended investment companies (OEICs) should be dis-applied and OEICs should be listed in the standard-listing segment. Following our Feedback Statement, we committed to -
CP20/4: Quarterly Consultation No 27 [pdf]
The Financial Conduct Authority invites comments on this Consultation Paper. Comments should reach us by 3 April 2020 for chapters 2, 5, 7, 8 and 9, and 1 May 2020 for chapters 3, 4 and 6. -
CP20/3: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations [pdf]
We are asking for comments on this Consultation Paper (CP) by 5 June 2020. -
CP20/4: Quarterly Consultation Paper No 27
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
DP20/1: Transforming culture in financial services – driving purposeful cultures [pdf]
Read about the role of purpose explored in a collection of essays from industry leaders, professional bodies and culture experts to drive healthy, sustainable culture in firms. -
Electronic Submission System (ESS) user guide [pdf]
FCA's ESS guide on submitting documents electronically. -
DP20/1: Transforming culture in financial services – driving purposeful cultures
The role of purpose explored in a collection of essays from industry leaders, professional bodies and culture experts to drive healthy, sustainable culture in firms. -
Information on applicants applying for permission in the home credit consumer credit sector - March 2020
The FCA provides information relating to applicants applying for permission in the home credit consumer credit sector. -
Information regarding the Temporary Permissions Regime (TPR) and Temporary Marketing Permissions Regime (TMPR) - March 2020
The FCA provides information regarding the Temporary Permissions Regime (TPR) and Temporary Marketing Permissions Regime (TMPR). -
PS20/4: Amendment of COBS 21.3 permitted link rules – final rules and feedback to CP18/40 [pdf]
This Policy Statement (PS) sets out our response to the feedback received to our Consultation Paper CP 18/40 Consultation on proposed amendment of COBS 21.3 permitted links rules in our Conduct of Business (COBS) sourcebook. It also sets out the