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  1. Independent review protocol: Connaught Income Fund Series 1 [pdf]

    Corporate documents

    Published: 14/08/2019

    For the conduct of the lessons learned review commissioned by the Non-Executive Directors of the FCA of the handling of the Connaught Income Fund Series 1.

  2. Current account services providers' links

    Data

    Published: 14/08/2019

    Last modified: 02/06/2026

    The FCA provides Tables of providers’ website links and API locations for information about current account services for each brand.

  3. Research Note: Helping credit card users repay their debt: a summary of experimental research [pdf]

    FCA research

    Published: 14/08/2019

  4. Annual Public Meeting 2019: pre-submitted questions [pdf]

    Meeting minutes

    Published: 09/08/2019

  5. Final Notice 2019: Neil Williams-Denton [pdf]

    Final notices

    Published: 08/08/2019

    This final notice refers to breaches of FIT related to threshold conditions, financial crime and lack of fitness and propriety in the Wealth Management and Investment Adviser sector. We imposed a prohibition.

  6. FCA Board Minutes: 27 June 2019 [pdf]

    Meeting minutes

    Published: 08/08/2019

  7. First Supervisory Notice 2019: SVS Securities Plc [pdf]

    Supervisory notices

    Published: 08/08/2019

    This first supervisory notice refers to a failure to satisfy the suitability and appropriate resources threshold conditions (COND) and to breaches of SYSC, PROD and PRIN. We imposed requirements on the firm.

  8. Memorandum of understanding between the Competition and Markets Authority and the Financial Conduct Authority – consumer protection [pdf]

    Memorandums of understanding

    Published: 07/08/2019

    This memorandum of understanding sets out working arrangements between the Competition and Markets Authority (CMA) and Financial Conduct Authority (FCA) in relation to consumer protection matters in the financial services sector. There is a separate

  9. Memorandum of understanding between the Competition and Markets Authority and the Financial Conduct Authority – concurrent competition powers [pdf]

    Memorandums of understanding

    Published: 07/08/2019

    Last modified: 07/08/2019

    This memorandum of understanding sets out working arrangements between the Competition and Markets Authority (CMA) and Financial Conduct Authority in relation to competition in the financial services sector. There is a separate memorandum of

  10. Transcript: Inside FCA interview with Jonathan Davidson and Jayne-Anne Gadhia [docx]

    Transcripts

    Published: 07/08/2019

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