Publications
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Charles Randell - Chairman, External, Board & Executive Committee Meetings for April to June 2019 [pdf]
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Chris Woolard – Director of Strategy and Competition: External, Board & Executive Committee Meetings for April - June 2019 [pdf]
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Final Notice 2019: Transway Ltd [pdf]
This final notice (Transway Ltd) refers to a failure to satisfy the conditions of registration as a small payment institution under the Payment Services Regulations 2017, in relation to an application for re-registration under those same regulations. -
Annexes FS19/5: Effective competition in non-workplace pensions [pdf]
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Annual Public Meeting 2019 transcript [pdf]
Transcript of the questions and answers for our 2019 Annual Public Meeting. -
PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance [pdf]
This Policy Statement summarises the feedback received to the FCA's second consultation on remedies from the Retirement Outcomes Review (ROR). It sets out FCA's final rules on investment pathways and the other remedies in CP19/5. -
CP19/25: Pension transfer advice: contingent charging and other proposed changes [pdf]
This Consultation Paper sets out the FCA's proposed measures to change how advisers manage and deliver pension transfer advice, particularly for defined benefit (DB) to defined contribution (DC) transfers. -
CP19/26: Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation [pdf]
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Letter to Lord Myners: Lendy Ltd [pdf]
Letter to Lord Myners regarding the questions posed to Her Majesty’s Government in relation to Lendy Ltd. -
Non-workplace pensions consumer engagement [pdf]
This document reports the findings of a qualitative research study carried out for the Financial Conduct Authority (FCA) in June to October 2018 by NMG Consulting.