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  1. FOI6274 response [pdf]

    FOI releases

    Published: 06/08/2019

  2. FOI6216 response [pdf]

    FOI releases

    Published: 06/08/2019

  3. FOI6215 response [pdf]

    FOI releases

    Published: 06/08/2019

  4. FOI6219 response [pdf]

    FOI releases

    Published: 06/08/2019

  5. Mutual Societies Declaration Form [pdf]

    Forms

    Published: 06/08/2019

  6. Number of skilled persons reports commissioned in Q1 2019/20 [pdf]

    Data

    Published: 06/08/2019

    Number of skilled persons reports commissioned in Q1 2019/20

  7. The FCA’s response to the Complaints Commissioner’s Report FCA00010 [pdf]

    Corporate documents

    Published: 06/08/2019

  8. Letter to Lord Myners: Undertakings for Collective Investment in Transferable Securities [pdf]

    Correspondence

    Published: 06/08/2019

    Letter to Lord Myners regarding a review of the case for the UK establishing its own requirements for liquidity standards for Undertakings for Collective Investment in Transferable Securities.

  9. Senior Managers and Certification Regime Banking Stocktake Report

    Multi-firm reviews

    Published: 05/08/2019

    Last modified: 29/08/2025

    The findings of our review into the embedding of the Senior Managers and Certification Regime (SM&CR) in the banking sector.

  10. Final Notice 2019: CTS101 Ltd [pdf]

    Final notices

    Published: 01/08/2019

    This final notice (CTS101 Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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