Publications
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CP19/22: Prohibiting the sale to retail clients of investment products that reference cryptoassets [pdf]
The FCA consulted on banning the sale, marketing and distribution of derivatives and exchange traded notes referencing cryptoassets to all retail consumers. -
Joint statement on climate change [pdf]
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The FCA’s response to the Complaints Commissioner’s Report - FCA00502 [pdf]
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The FCA’s response to the Complaints Commissioner’s Report FCA00550 [pdf]
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Final Notice 2019: Craig Mitchison [pdf]
This final notice (Craig Mitchison) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
PS19/19: FCA regulated fees and levies 2019/20: Including feedback on CP19/16 and ‘made rules’ [pdf]
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PS19/18: Restricting contract for difference products sold to retail clients [pdf]
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PS19/18: Restricting contract for difference products sold to retail clients
We have finalised rules restricting how CFDs and CFD-like options are sold, marketed, and distributed to retail consumers. -
Handbook Notice 67 [pdf]
This Handbook Notice describes certain changes to the Handbook, Binding Technical Standards and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 27 June 2019. Additionally, this -
Pensions regulator scams presentation [pdf]