Publications
Search results
Showing 9641 to 9650 of 18820 search results.
-
MS19/1.1: Credit Information Market Study: Terms of Reference [pdf]
-
Third party providing STS verification services application form [docx]
Firms who wish to apply to be a Third Party Verifier (TPV) should complete the TPV application form. -
Notice of Undertaking: ETA Services Ltd [pdf]
The FCA has published an undertaking from ETA Services Ltd in relation to an unclear term in its Cycle Insurance Policy. The undertaking has been provided under the Consumer Rights Act 2015 (CRA). -
CP19/21: Proxy Advisors (Shareholders’ Rights) Regulation Implementation (DEPP and EG) [pdf]
-
FS19/3: Recognition of codes: feedback on QCP 23 18/39
We summarise responses received to QCP 18/39 on the recognition of industry codes of conduct and outline our next steps. -
Service standards 2018/19
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19. -
MS19/1: Credit Information Market Study
We have published the Final Report for the Credit Information Market Study. It contains our proposed package of remedies aimed at addressing concerns we identified in the market. We also set out feedback received from stakeholders in response to -
Final Notice 2019: Bank of Scotland Plc [pdf]
This final notice refers to breaches of PRIN 11 and SUP, relating to failing to be open and cooperative in the retail bank sector. We imposed a financial penalty. -
Final Notice 2019: Lynden Gerard Scourfield [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety in the retail banking sector. We imposed a prohibition. -
Final Notice 2019: Mark Dobson [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety in the retail banking sector. We imposed a prohibition.